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In House Counsel Jobs | JDHuntr 35660 Associate General Counsel, Regulatory, General Corporate, Greenwich, CT |
| by In House Counsel Jobs JDHuntr - 06/01/2020 |
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| "*Evaluating the legal and regulatory impact of new proposed business lines or offerings. *Advising the firm’s Compliance Department and various business lines on federal securities and commodities law" |
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In House Counsel Jobs | JDHuntr 35660 Associate General Counsel, Regulatory, General Corporate, Greenwich, CT
To apply go to JDHuntr.com
*Evaluating the legal and regulatory impact of new proposed business lines or offerings. *Advising the firm’s Compliance Department and various business lines on federal securities and commodities law, including federal statutes, SEC and CFTC rules, and SRO rules (e.g., FINRA, NFA, CME, etc.). *Identifying necessary changes to the firm’s systems and procedures to meet new rules/regulations.
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